Missing – presumed dead?

August 11, 2023

We note that several consultations and promised regulations appear to have gone cold.  Among these:

  • TPR’s General Code of Practice – combining 10 of the existing codes and introducing Effective Systems of Governance (“ESOG”) and Own-risk Assessments (“ORA”) was heralded for Spring 2023. Summer has now come and gone – but still no General Code of Practice.
  • Changes to the Notifiable Events regime – expected originally in April 2022, after the consultation closed in October 2021, but yet to appear.
  • Regulations on Funding and Investment Strategies, and TPR’s revised Code of Practice on funding DB schemes – we have draft regulations and there was a further consultation on the Code of Practice in December 2022. However, implementation has been deferred until April 2024 and a response to the consultation until Autumn 2023, with some suggesting that the problem the initiative was trying to address has been, largely, solved by rising yields in the meantime.

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